August 24, 2017


City of Pelham Pelham Civic Complex

8 Total CPE Credits


Audits of 401(k) Plans

  • Instructor

    Melinda Dykes

Learning Objectives

Recognize the requirements for 401(k) audits to distinguish between audits of other types of employee benefit plans and 401(k) audits. Identify efficient and effective ways to plan and conduct 401(k) audits. Recognize new developments affecting 401(k) audits.

Major Topics

Background of 401(k) audits Audit planning and pre-engagement activities Internal control considerations Auditing the statement of net assets available for benefits Auditing the statement of changes in net assets available for benefits Other auditing considerations The auditor's report Financial statement disclosures Supplemental schedules

CPE Credits Available

Total CPE
Accounting & Auditing

Things to Know About This Course

Course Level

  • Basic

Professional Area of Focus

  • A & A
  • Employee Benefit Plans



Advanced Preparation


Intended Audience

Auditors of employee benefit plans, accountants in business and industry, responsible for company benefits


AICPA (Boone)

This event has ended.