Two college graduates built impressive careers: One worked in sales, the other in technology and investing. Both of those people made decisions in the course of their business that led to government investigations. They had to hire attorneys, go through judicial processes, face charges, and plead guilty. Each of those people are on their way to prison. Learn from the lessons they offer. We interview both financial professionals, and they tell us more about how their decisions influenced the consequences that followed. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.
Learning Objectives
After attending this presentation, you will be able to...
- Raise awareness of bank fraud, wire fraud, and tax evasion
- Identify red flags that lead to investigations and indictments
- Review key indicators of illicit activities
- Recognize how responses to investigations influence sanctions
Major Topics
The major topics that will be covered in this class include:
- The importance of values
- Identifying success
- Ethical dilemmas
- Mitigation strategies
- Creating tools to help make better decisions
- Personal accountability strategies
