April 28, 2023


8 Total CPE Credits


K2’s Small Business Internal Controls, Security, and Fraud Prevention and Detection

  • Instructor

    Thomas Stephens

Learning Objectives


  • Cite internal control fundamentals, including definitions and concepts, types of internal control activities, and the need for internal controls

  • Identify common small business control deficiencies and issues, including concentration of ownership and inadequate segregation of duties, and list five key risk areas for small businesses

  • Recognize the common types of fraud schemes occurring in small business and implement internal control measures to reduce the threat of becoming a victim

  • List the objectives and common deficiencies of small business accounting systems

  • Define the purpose of general controls and list examples of common general controls in small businesses

  • Identify relevant internal control procedures over revenues, cash, purchasing, payables, payroll, inventory, and fixed assets in small businesses

  • Implement technology tools to prevent and detect occupational fraud

  • List opportunities to enhance security over information systems and sensitive data

  • Define alternative control procedures and describe their significance in small businesses

Major Topics

  • Auditing
  • Fraud Prevention
  • Internal Controls

CPE Credits Available

Total CPE

Things to Know About This Course

Course Level

  • Intermediate


Basic understanding of internal controls and accounting and administrative processes in smaller organizations

Advanced Preparation


Intended Audience

Business professionals responsible for internal control and fraud prevention and detection



Register For This Event

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    $ 225 225
  • ASCPA Non-Member

    $ 275 275
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