August 22, 2017


City of Pelham Pelham Civic Complex

8 Total CPE Credits


Documenting Your EBP Audit: What You Need to Know

  • Instructor

    Randy Dummer

Learning Objectives

Identify audit areas unique to employee benefit plans. Recall procedures for the specialized audit areas. Recognize the documentation necessary to perform a quality audit. Distinguish between the documentation requirements on an employee benefit plan audit compared to a financial statement audit.

Major Topics

DOL, peer review and AICPA roles in employee benefit plans Planning for the audit Audit areas unique to employee benefit plans Audit procedures and documentation unique to employee benefit plans Common employee benefit plan audit deficiencies Audit reporting of an employee benefit plan Financial statement and note disclosures Governance communication required in an employee benefit plan audit

CPE Credits Available

Total CPE
Accounting & Auditing

Things to Know About This Course

Course Level

  • Basic

Professional Area of Focus

  • A & A
  • Employee Benefit Plans



Advanced Preparation


Intended Audience

Auditors providing employee benefit audit and accounting services


AICPA (Boone)

This event has ended.