Instructor
Amanda Senn
Instructor
Amanda is the Director of the Alabama Securities Commission where she has been employed since 2008. She is responsible for advising the Commission on securities-related matters, investigating and prosecuting fraudulent actions surrounding the sales of securities throughout the state of Alabama, and has coordinated and litigated numerous multi-jurisdictional administrative, civil, and criminal matters. She also serves as a legislative liaison for the Commission. In that capacity, she advocates for investor protections, market integrity, and promoting responsible capital formation in Alabama.
Amanda is involved on both the State and local level in various organizations which address issues and promote awareness of Elder Abuse and Investment Fraud; including the Montgomery County Elder Justice Task Force and the Alabama Interagency Council for the Prevention of Elder Abuse. She is actively involved in the North American Securities Administrators Association (NASAA), where she has served as Chairman of the Cybersecurity Committee, Chair of the Broker Dealer Market and Regulatory Policy Committee and is currently serving as Co-Chair of the Enforcement Section. She is a frequent speaker on Alabama’s securities laws, Elder Justice, Financial Literacy, and an instructor in a securities litigation course offered through NASAA.
Amanda has testified before the United State House of Representatives Committee on Financial Services Subcommittee on National Security, International Development and Monetary Policy on fraud and elder exploitation and before the United States Securities Exchange Commission’s Investor Advisory Committee.
Join us for our Birmingham Chapter Sip and CPE! This event will feature two hours of ethics from Amanda Senn, Director of the Alabama Securities Commission, drinks, and snacks.
The Alabama Securities Commission’s mission is to protect investors from securities fraud and preserve legitimate capital markets in Alabama. Director Senn will coach attendees on how to learn to spot red flags and take action. She will examine what victims of investment fraud have in common, why they believe investment opportunities are legitimate and missed warning signs, and what they must examine from an ethical standpoint in order to not become victims. She will also outline action steps attendees can take to protect themselves from these crimes. In addition, Director Senn will provide updates on the use of cybersecurity and AI in the financial sector and the ethical implications of these practices.
4500 5th Ave S, Building C, Birmingham, Jefferson County, Alabama 35222
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