Two college graduates built impressive careers: One worked in sales, the other in technology and investing. Both of those people made decisions in the course of their business that led to government investigations. They had to hire attorneys, go through judicial processes, face charges, and plead guilty. Each of those people are on their way to prison. Learn from the lessons they offer. We interview both financial professionals, and they tell us more about how their decisions influenced the consequences that followed. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.
Learning Objectives
After attending this presentation, you will be able to...
- Raise awareness of bank fraud, wire fraud, and tax evasion
- Identify red flags that lead to investigations and indictments
- Review key indicators of illicit activities
- Recognize how responses to investigations influence sanctions
Major Topics
Major topics covered in this course include:
- What is bank fraud?
- What is wire fraud?
- Role of financial service professionals in combating tax evasion and white-collar crime
- Red flags indicating of white-collar crimes
- Importance of knowing customers
- Criminal justice proceedings
- Relationship between victim impact and sentencing
- Relationship between loss amounts and sentencing
