November 21, 2022


Webinar


8 Total CPE Credits

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Surgent's Audits of 401(k) Plans: New Developments and Critical Issues

Learning Objectives

  • Identify the key provisions of SAS 136
  • Properly document your understanding of the plan, the environment and internal controls for an employee benefit plan
  • Understand the importance of reading, reviewing, and documenting the controls in a Service Organization Control Report
  • Identify potential audit triggers that may result in an inspection by the Department of Labor
  • Understand the risks associated with a benefit plan audit engagement
  • Avoid common mistakes noted during peer reviews

Major Topics

  • Learn how to properly plan your benefit plan audit engagement and develop an audit strategy while improving overall efficiency
  • Find out how to avoid common pitfalls in planning and detailed audit procedures
  • Annual update of the changes affecting 401(k) plans, including implementing SAS 136
  • Description of common mistakes as noted in peer reviews and DOL inspections¬†

CPE Credits Available

8
Total CPE
8
Accounting & Auditing

Things to Know About This Course

Course Level

  • Basic

Prerequisites

Basic understanding of auditing defined contribution plans

Advanced Preparation

None

Intended Audience

Practitioners responsible for planning and performing employee benefit plan audit engagements

Provider

Surgent McCoy CPE

This event has ended.