Instructor
Amanda Senn
Instructor
Amanda is the Director of the Alabama Securities Commission where she has been employed since 2008. She is responsible for advising the Commission on securities-related matters, investigating and prosecuting fraudulent actions surrounding the sales of securities throughout the state of Alabama, and has coordinated and litigated numerous multi-jurisdictional administrative, civil, and criminal matters. She also serves as a legislative liaison for the Commission. In that capacity, she advocates for investor protections, market integrity, and promoting responsible capital formation in Alabama.
Amanda is involved on both the State and local level in various organizations which address issues and promote awareness of Elder Abuse and Investment Fraud; including the Montgomery County Elder Justice Task Force and the Alabama Interagency Council for the Prevention of Elder Abuse. She is actively involved in the North American Securities Administrators Association (NASAA), where she has served as Chairman of the Cybersecurity Committee, Chair of the Broker Dealer Market and Regulatory Policy Committee and is currently serving as Co-Chair of the Enforcement Section. She is a frequent speaker on Alabama’s securities laws, Elder Justice, Financial Literacy, and an instructor in a securities litigation course offered through NASAA.
Amanda has testified before the United State House of Representatives Committee on Financial Services Subcommittee on National Security, International Development and Monetary Policy on fraud and elder exploitation and before the United States Securities Exchange Commission’s Investor Advisory Committee.
Join us for our Birmingham Sip & CPE! Enjoy drinks and light bites while earning two hours of ethics credit with Amanda Senn, Director of the Alabama Securities Commission.
In this engaging session, Director Senn will help you sharpen your ability to spot the red flags of investment fraud and understand why even savvy individuals can fall victim. She’ll explore common traits among fraud victims, the warning signs often missed, and the ethical considerations professionals must evaluate to avoid risk. Attendees will also gain practical steps to better protect themselves and their clients, along with timely updates on cybersecurity and the growing role of AI in the financial sector—and the ethical implications that come with it.